Registration

Description
Registration

Type : Complex Element

Definition
Registration Details. In the U.S., this contains the FINRA (Financial Industry Regulation Authority) Details. Provides details on various FINRA (formerly NASD) regulatory requirements, status and admin details. Registrations are wholly independent of Licenses. Certain licenses are dependent on having a particular Registration (thus the requested pointer from License to Registration) and there can be any number of registrations independent of licenses.

Parents
Producer

Elements
EffDateEffective Date
ExamExam
ExpDateExpiration Date
FirmNameFirm Name
FirmRegistrationNumFirm Registration Number
OLifEExtensionOLifE Extension
RegistrationJurisdictionRegistration Jurisdiction
RegistrationKeyRegistration Key
RegistrationNumRepresentative Registration Number
RegistrationSysKeyRegistration System Key
RenewalDateRenewal Date
RequirementInfoRequirement Information
StatusDateStatus Date
StatusDescStatus Description

Attributes
AgencyAffiliationIDIDRef to the Agency Affiliation
(References Party)
DataRepData Representation
idid