Description |
Registration |
Type : Complex Element |
Definition |
Registration Details. In the U.S., this contains the FINRA (Financial Industry Regulation Authority) Details. Provides details on various FINRA (formerly NASD) regulatory requirements, status and admin details. Registrations are wholly independent of Licenses. Certain licenses are dependent on having a particular Registration (thus the requested pointer from License to Registration) and there can be any number of registrations independent of licenses. |
Parents |
Producer |
Elements | |||
EffDate | Effective Date | ||
![]() | Exam | ||
ExpDate | Expiration Date | ||
FirmName | Firm Name | ||
FirmRegistrationNum | Firm Registration Number | ||
![]() | OLifE Extension | ||
![]() | Registration Jurisdiction | ||
RegistrationKey | Registration Key | ||
RegistrationNum | Representative Registration Number | ||
![]() | Registration System Key | ||
RenewalDate | Renewal Date | ||
![]() | Requirement Information | ||
StatusDate | Status Date | ||
StatusDesc | Status Description |
Attributes | |||
AgencyAffiliationID | IDRef to the Agency Affiliation (References Party) |
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DataRep | Data Representation | ||
id | id |